This material is provided as a resource for information only. Neither New York Life Insurance Company, New York Life Investment
Management LLC, their affiliates, nor their representatives provide legal, tax, or accounting advice. You are urged to consult your
own legal and tax advisors for advice before implementing any plan.
Main Stay Investments® is a registered service mark and name under which New York Life Investment Management LLC does business. Main Stay Investments, an indirect
subsidiary of New York Life Insurance Company, New York, NY 10010, provides investment advisory products and services. The Main Stay Funds® are managed by New York
Life Investment Management LLC and distributed by NYLIFE Distributors LLC, 30 Hudson Street, Jersey City, NJ 07302, a wholly owned subsidiary of New York Life Insurance
Company. NYLIFE Distributors LLC is a Member FINRA/SIPC.
MainStay means expert insights into today’s retirement market.
MainStay means access to quality solutions for today’s retirement plans.
Just as importantly, MainStay means access to the type of thought leadership today’s advisors
need to grow their retirement business.
Three reasons to consider fiduciary liability insurance
Today, more and more corporations offering retirement plans are being sued by plan participants. Fiduciary liability
insurance offers a practical way to help protect plan sponsors and their employees serving in a fiduciary capacity.
Why fiduciary liability insurance?
Reason 1: It offers stronger protection than an indemnification agreement.
Reason 2: It serves a different role than an ERISA fidelity bond.
Reason 3: It protects against liability usually not covered by EBL and D&O insurance.
To find out more information, visit mainstayinvestments.com/dcio.
THE RETIREMENT INSTITUTE