PLANSPONSOR - October 2017 - 36

2017
403(b)/457
Buyer's
Guide
403(b) PROFILE, AS OF 6/2017
Total assets ($mm)
Total plans
Total participants
New plans added in 2016
# OF PLANS, BY MARKET
K-12
Higher education
Charitable organizations
Religious organizations
Hospital/Health care
Other
# OF PARTICIPANTS, BY PLAN SIZE
<$5mm
$5mm-$25mm
>$25mm-$50mm
>$50mm-$200mm
>$200mm
% OF PLANS, BY TYPE
ERISA
Non-ERISA
SERVICES OFFERED
Common remitter services
Customized plan document
Centralized data
Will act as co-fiduciary
Affiliated advisers/agents*
Central/Home office staff*
GOVT'L 457 PROFILE, AS OF 6/2017
Total assets ($mm)
Total plans
Total participants
# OF PLANS
<$5mm
$5mm-$50mm
>$50mm
3
3
A
3
3
$99
7
1,230
6
1
$411
17
8,724
1
1
1
2
11
2
481
842
7,401
88%
12%
$22,056
15,521
769,064
169
8,720
740
120
1,687
1,923
2,331
311,676
280,148
83,312
93,928
10%
90%
3
3
N
3
3
$1,116
1,447
32,977
1,400
46
1
$2
2
35
2
$9
19
342
17
2
342
100%
0%
3
3
3
N
$1,037
415
27,904
15
141
4
NR+
80
104
86
14,679
9,881
2,124
1,220
100%
0%
$46
56
3,000
NR
51
5
3,000
100%
0%
$17,733
4,350
$181,845
9,191
543,768 2,685,246
91
NR
883
188
596
573
758
1,352
107,768
103,198
43,562
124,468
3,807
925
NR+
1,046
1,291
2,122
84,468
122,082
76,008
320,480
164,772 2,082,208
25%
75%
16%
84%
3
3
N
3
$34
40
1,267
40
NA
NA
3
N
N
3
82,929
1,046
NA 1,550,239
NA
NA
NA
827
141
78
3
3
3
S
3
3
$9,421
268
161,731
193
40
35
$10,863
1,458
193,931
96
25
81
331
971
19
31
17,958
21,387
11,852
20,149
122,585
1%
99%
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
3
N
3
NA
NA
NA
NA
NA
NA
*Categories indicate whether advisers/agents or central/home office staff are used to provide face-to-face guidance or education to 403(b) plan participants.
36 PLANSPONSOR.com October 2017
NA
NA
NA
NA
NA
NA
$36,567
4,795
737,973
3,801
884
110
$32,788
12,091
779,611
18
3,168
618
4,095
NR+
3,505
705
180,336
152,168
91,156
166,828
189,123
NR
NR
3
3
3
S
3
$2,516
973
60,230
914
52
7
457 GOVT'L PLANS
403(b) PLANS
ABG Retirement Plan Services
AXA
Correll Co.
CUNA Mutual Retirement Solutions
Employee Fiduciary, LLC
Empower Retirement
Fidelity Investments
GuideStone Financial Resources
ICMA-RC
Lincoln Financial Group

http://www.PLANSPONSOR.com

PLANSPONSOR - October 2017

Table of Contents for the Digital Edition of PLANSPONSOR - October 2017

Moving Money
403(b) / 457 Buyer's Guide
Best Practices for the IPS
The Middle Ground
Questions, Answered
Navigating RMDs
PLANSPONSOR - October 2017 - Cover1
PLANSPONSOR - October 2017 - Cover2
PLANSPONSOR - October 2017 - 1
PLANSPONSOR - October 2017 - 2
PLANSPONSOR - October 2017 - 3
PLANSPONSOR - October 2017 - 4
PLANSPONSOR - October 2017 - 5
PLANSPONSOR - October 2017 - 6
PLANSPONSOR - October 2017 - 7
PLANSPONSOR - October 2017 - 8
PLANSPONSOR - October 2017 - 9
PLANSPONSOR - October 2017 - 10
PLANSPONSOR - October 2017 - 11
PLANSPONSOR - October 2017 - 12
PLANSPONSOR - October 2017 - 13
PLANSPONSOR - October 2017 - 14
PLANSPONSOR - October 2017 - 15
PLANSPONSOR - October 2017 - 16
PLANSPONSOR - October 2017 - 17
PLANSPONSOR - October 2017 - 18
PLANSPONSOR - October 2017 - 19
PLANSPONSOR - October 2017 - 20
PLANSPONSOR - October 2017 - 21
PLANSPONSOR - October 2017 - Moving Money
PLANSPONSOR - October 2017 - 23
PLANSPONSOR - October 2017 - 24
PLANSPONSOR - October 2017 - 25
PLANSPONSOR - October 2017 - 26
PLANSPONSOR - October 2017 - 27
PLANSPONSOR - October 2017 - 28
PLANSPONSOR - October 2017 - 29
PLANSPONSOR - October 2017 - 403(b) / 457 Buyer's Guide
PLANSPONSOR - October 2017 - 31
PLANSPONSOR - October 2017 - 32
PLANSPONSOR - October 2017 - 33
PLANSPONSOR - October 2017 - 34
PLANSPONSOR - October 2017 - 35
PLANSPONSOR - October 2017 - 36
PLANSPONSOR - October 2017 - 37
PLANSPONSOR - October 2017 - Best Practices for the IPS
PLANSPONSOR - October 2017 - 39
PLANSPONSOR - October 2017 - The Middle Ground
PLANSPONSOR - October 2017 - 41
PLANSPONSOR - October 2017 - Questions, Answered
PLANSPONSOR - October 2017 - 43
PLANSPONSOR - October 2017 - Navigating RMDs
PLANSPONSOR - October 2017 - 45
PLANSPONSOR - October 2017 - 46
PLANSPONSOR - October 2017 - 47
PLANSPONSOR - October 2017 - 48
PLANSPONSOR - October 2017 - Cover3
PLANSPONSOR - October 2017 - Cover4
https://www.plansponsordigital.com/plansponsor/march_april_2024
https://www.plansponsordigital.com/plansponsor/january_february_2024
https://www.plansponsordigital.com/plansponsor/november_december_2023
https://www.plansponsordigital.com/plansponsor/september_october_2023
https://www.plansponsordigital.com/plansponsor/july_august_2023
https://www.plansponsordigital.com/plansponsor/may_june_2023
https://www.plansponsordigital.com/plansponsor/march_april_2023
https://www.plansponsordigital.com/plansponsor/december_2022_february_2023
https://www.plansponsordigital.com/plansponsor/october_november_2022
https://www.plansponsordigital.com/plansponsor/august_september_2022
https://www.plansponsordigital.com/plansponsor/june_july_2022
https://www.plansponsordigital.com/plansponsor/excellenceawards_2022
https://www.plansponsordigital.com/plansponsor/april_may_2022
https://www.plansponsordigital.com/plansponsor/february_march_2022
https://www.plansponsordigital.com/plansponsor/december_2021_january_2022
https://www.plansponsordigital.com/plansponsor/october_november_2021
https://www.plansponsordigital.com/plansponsor/august_september_2021
https://www.plansponsordigital.com/plansponsor/june_july_2021
https://www.plansponsordigital.com/plansponsor/april-may_2021
https://www.plansponsordigital.com/plansponsor/february-march_2021
https://www.plansponsordigital.com/plansponsor/december-january_2021
https://www.plansponsordigital.com/plansponsor/october-november_2020
https://www.plansponsordigital.com/plansponsor/august-september_2020
https://www.plansponsordigital.com/plansponsor/june-july_2020
https://www.plansponsordigital.com/plansponsor/april-may_2020
https://www.plansponsordigital.com/plansponsor/february-march_2020
https://www.plansponsordigital.com/plansponsor/december-january_2020
https://www.plansponsordigital.com/plansponsor/october-november_2019
https://www.plansponsordigital.com/plansponsor/august-september_2019
https://www.plansponsordigital.com/plansponsor/june-july_2019
https://www.plansponsordigital.com/plansponsor/april-may_2019
https://www.plansponsordigital.com/plansponsor/february-march_2019
https://www.plansponsordigital.com/plansponsor/december_2018-january_2019
https://www.plansponsordigital.com/plansponsor/october-november_2018
https://www.plansponsordigital.com/plansponsor/august-september_2018
https://www.plansponsordigital.com/plansponsor/june-july_2018
https://www.plansponsordigital.com/plansponsor/april-may_2018
https://www.plansponsordigital.com/plansponsor/february-march_2018
https://www.plansponsordigital.com/plansponsor/december_2017-january_2018
https://www.plansponsordigital.com/plansponsor/november_december_2017
https://www.plansponsordigital.com/plansponsor/october_2017
https://www.plansponsordigital.com/plansponsor/september_2017
https://www.nxtbookmedia.com